Compliance & Risk

We help a wide range of clients, including international banking groups, asset management firms and multinational corporations to solve their compliance & risk human capital requirements. Our clients are spread across mainland Europe and we have an extensive international network of senior talent.

We specialise in senior-level appointments, from chief compliance officers and their senior leaders to heads of risk and senior associates.

All of our consultants are international vertical market specialists focussing on industry sectors and key practice areas. This enables us to lead as subject matter experts in our chosen fields. Our clients benefit from our extensive network and highly specialised expertise. Our candidates also benefit from a range of opportunities and advice that is tailored to their experience.

Sample Track Record:

Global Markets

  • Director, Compliance – Global Investment Bank
  • Senior Compliance Advisory Manager – European Bank
  • Head of Compliance – Capital Markets / Brokerage Firm
  • Director, Risk Regulatory Liaison – UK Banking Group
  • Executive Director, Credit Risk – European Bank
  • Head of Risk Reporting, UK – US Investment Bank

Investment Management

  • Head of Compliance / MLRO – Global Asset Manager
  • EMEA Head of Compliance – Asian Asset Manager
  • Deputy Head of Compliance – Asset Manager
  • Senior Compliance Manager – UK Asset Manager
  • Head of Compliance Policy – PWM Business
  • Interim Head of Compliance Policy – US Investment Manager

Corporates / Other FS

  • UK Head of Ethics & Compliance – FTSE 100 Energy & Utilities
  • UK Head of Compliance Monitoring – Consumer Credit Scoring Business
  • Interim Head of Compliance – Lloyd’s Insurance Firm
  • Head of Group Policy Framework – Retail Financial Services